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Artificial
Sweeteners
How Safe Are They?
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Of
the three artificial sweeteners that have whet the palates
of millions of Americans over the years, the one souring
ingredient common to them all has been controversy.
Saccharin,
which has no calories yet is 300 times sweeter than sugar,
and aspartame, which has the same amount of calories as
sugar (four per gram) yet is 180 to 200 times as sweet,
are currently available to help satisfy Americans' twin
cravings for sweets and slimness. Cyclamate, calorie-free
yet 30 times sweeter than sugar, was banned by the Food
and Drug Administration in 1970 because of concerns over
its safety. That ban is currently being reconsidered. [Editor's
note: In 1998 the FDA approved Splenda (sucrulose), a new
sweetener which can be used in cooking. It is this editor's
AS of choice. Info: www.splenda.com]
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Some
69 million Americans 18 and over are now consuming products
containing saccharin, aspartame, or a combination of the
two, according to the Calorie Control Council, a trade group
of manufacturers of dietary foods and beverages. That's
an increase of more than 60 percent since 1978, and the
number would be even higher if consumers under 18 were included.

The
introduction of diet soft drinks in the 1950s provided the
spark for the widespread use of artificial sweeteners today.
Howard Roberts, vice president of science and technology
for the National Soft Drink Association in Washington, D.C.,
has reported that the share of the soft drink market held
by diet beverages rose from 15 percent in 1982 to more than
20 percent in 1984. "That whole market has taken off
since 1982 and may represent 50 percent of total sales in
the next few years," he said. (Soft drinks of all kinds
are now the nations No. 1 beverage, with 1983 consumption
at 40 gallons per person annually, more than double 1965
consumption, according to the U.S. Department of Agriculture.)
A regular
12-ounce soft drink has about 150 calories compared to none
in most diet beverages. However, there is little documented
evidence that consumption of artificially sweetened foods
has contributed to weight loss among Americans.
Besides
dieters, diabetics are regular users of artificial sweeteners.
The American Diabetes Association says that although aspartame
had not been tested extensively in diabetic patients, they
could use the sweetener as long as consumption is not excessive.
The association also supports moderate use of saccharin
as a sugar substitute for diabetics.
Over
the years, each of the three artificial sweeteners has undergone
long periods of review and debate. Controversy surrounding
the sweeteners has tended to cloud public understanding
of the complex issues involved. Here is some background
on the tangled legal and scientific histories of saccharin,
cyclamate and aspartame.
SACCHARIN
What
puzzles many people is how a food additive may suddenly
be branded as unsafe after many years of seemingly safe
use. The case of saccharin is a good example of how the
shifting requirements of the law, the progress of science,
and new trends in food uses can change a substance's status
from "safe" to "unsafe."
Americans
have been consuming saccharin for more than 100 years. It
is - like so many other food additives - made from petroleum-based
materials. Discovered by a Johns Hopkins University scientist
in 1879, it was used initially as an antiseptic and food
preservative. Its use in foods developed gradually after
the turn of the century, surging during World Wars I and
II because of sugar shortages and rationing.
The
Food, Drug, and Cosmetic Act provides, in the now-famous
Delaney Clause, tht no new food additive can be used if
animal feeding studies or other appropriate tests show that
it caused cancer. The Delaney Clause, however, does not
apply to additives that were generally recognized by experts
as safe for their intended uses. Saccharin, cyclamate and
a long list of other substances were being used in foods
before passage of the Delaney Clause in 1958 and were considered
"generally recognized as safe" -or what is known
today as GRAS. (Aspartame, on the other hand, became the
first artificial sweetener to fall under the 1958 amendment's
requirement for pre-marketing proof of safety because the
first petition to FDA for is approval was filed in 1973.)
In 1968,
the Committee on Food Protection of the National Academy
of Sciences said in a report that, although an adult's daily
consumption of one gram of saccharin or less probably was
not a health hazard, available studies on the cancer-causing
potential of saccharin were inadequate. It urged additional
studies and repeated that recemmendation two years later.
In 1972, with new studies under way, FDA decided to take
saccharin off the GRAS list and establish interim limits
that would permit its continued use until various studies
were completed.
Two
of the studies that followed only increased public health
concerns. One was done in 1972 by the Wisconsin Alumni Research
Foundation, the other in 1973 by FDA. In both tests, male
and female rats were fed doses of saccharin from the time
of weaning. The offspring of those rats were given saccharin
for their entire lives. In both tests, the incidence of
bladder tumors in the animals fed saccharin was considered
significant. However, arguments were made that an impurity,
not saccharin itself, was causing the tumors.
In February
1974, Canada's Health Protection Branch - FDA's counterpart
there - began a major rat study to resolve the scientific
uncertainties surrounding saccharin. The Canadian project,
in which parent rats and their offspring were exposed to
saccharin, focused on the effects of the suspect impurity
in saccharin, orthotoluenesulfonamide (OTS). In early 1977,
the study demonstrated that neither OTS nor other alleged
culprits - bladder parasites and bladder stones - were causing
the tumors. The substance responsible, the study showed,
was saccharin.
Despite
clamorous public protests, Canada prohibited all uses of
Saccharin except as a table-top sweetener to be sold only
in pharmacies, and then only with a warning label. With
the Canadian study now confirming the Wisconsin and FDA
studies, FDA proposed on April 15, 1977, to revoke its 1972
sanction for the sweetener's continued use in foods and
beverages. FDA did propose to allow the sale of saccharin
as an over-the-counter drug in the form of a table-top sweetener.
Public
clamor over the proposed ban erupted at once, fueled by
mention in the agency's announcement that the rats in the
Canadian study were fed the equivalent of 800 cans of diet
soda a day. High doses of suspect carcinogens are used in
feeding studies to produce readily detectable rates of cancer,
and the statement was intended simply to describe this testing
method. Taken out of context, however, it was ripe for ridicule,
and critics pounced on it.
The
storm of protest led Congress, in November 1977, to pass
the Saccharin Study and Labeling Act, which imposed a two-year
moratorium against any ban of the sweetener. While permitting
saccharin's continued availability, the law mandated that
warning labels be used to advise consumers that saccharin
caused cancer in animals. The law also directed FDA to arrange
further studies of carcinogens and toxic substances in foods,
including saccharin, and to determine whether there were
any health benefits resulting from non-nutritive sweeteners.
FDA
contracted with the National Academy of Sciences for these
studies. The first NAS report, in November 1978, concluded
that saccharin was a carcinogen in animals, although of
low potency; that it was a potential cancer-causing agent
in humans; that the impurities in saccharin were not the
carcinogenic agents; and that saccharin seemed to promote
the cancer-causing effects of other carcinogenic that might
be consumed with it. NAS's second report, in March 1979,
called for an overhaul of the entire food safety law - changes
that might give FDA a range of options in regulating substances
like saccharin. The issue is now before Congress. Since
1977, Congress has repeatedly extended the original moratorium.
Although
various studies since the proposed 1977 ban have led to
varying interpretations of the risks posed by saccharin,
FDA's basic position remains that the substance should not
be used in food and beverages except as a table-top sweetener.
CYCLAMATE
A cigarette
placed almost unthinkingly on a pile of crystal powder led
to the discovery of cyclamate by a University of Illinois
scientist in 1937. When the scientist put the cigarette
back in his mouth, he found that the powder, a derivative
of cyclohexylsulfamic acid, had a sweet and pleasant taste.
In the years that followed, the sweetener has endured both
the sweet smell of success and the bitter taste of rejection.
Cyclamate
was introduced into beverages and foods in the early 1950's,
and it dominated the artificial sweetener market through
most of the 1960s. But in 1968, the National Academy of
Sciences (NAS) told FDA that, although consumption of reasonable
quantities of cyclamate probably posed no hazard to humans,
additional studies were needed to resolve various aspects
of cyclamate's safety.
Further
questions arose in 1969 after bladder tumors developed in
rats and mice that were fed a mixture of cyclamate and saccharin.
That prompted FDA to remove cyclamate from its GRAS list
and to propose phasing it out of general food use.
Its
continued availability to diabetics was suggested, but after
an NAS medical advisory group concluded that cyclamate should
not even be available as a drug under medical supervision,
FDA imposed a total ban effective Sept. 11, 1970.
Abbott
Laboratories, North Chicago, Ill., the sole U.S. producer
of cyclamate, sought FDA's permission to re-market the artificial
sweetener in November 1973, for use only in special dietary
foods and for specific technological purposes. Abbott's
petition included more than 400 toxicological reports, all
completed after 1970, with assessments of cyclamate's carcinogenicity,
mutagenicity (capability of producing genetic damage), and
metabolism. In March 1976, the National Cancer Institute
told FDA that Abbott's evidence did not establish or refute
the cancer-causing potential of cyclamate. FDA concurred
and informed the company that its evidence did not demonstrate
"to a reasonable certainty" that cyclamate was
safe for human consumption.
In effect,
FDA was saying that the law placed the burden on the company
to prove cyclamate was safe before it could be sold, rather
than on FDA to prove it unsafe to keep it off the market.
The 1958 Food Additives Amendment contains "general
safety" provisions that apply not only to carcinogenicity
but to any type of adverse health effect.
The
fate of Abbott's 1973 petition was not resolved until Sept.4,
1980, when then FDA commissioner Jere E. Goyan issued a
final negative decision reaffirming an earlier ruling by
an administrative judge. In brief, Goyan's position was
that the safety of cyclamate had not been demonstrated,
that it had not been shown that cyclamate would not cause
cancer and would not cause inheritable genetic damage. Essentially,
Goyan's decision was based on what the company's evidence
did not show. In saying that safety had not been adequately
demonstrated, Goyan did not say the product causes cancer.
The Goyan decision, in fact, noted that the evidence submitted,
"does not conclusively establish that cyclamate is
a carcinogen."
Abbott
filed again in 1982, asking FDA to permit expanded use of
cyclamate and its use in combination with other artificial
sweeteners. Before its ban, cyclamate generally was used
in combination with saccharin. Industry spokesmen say that
combining artificial sweeteners enhances the sweetness of
each, increases a product's stability (or shelf life), mitigates
the bitter aftertaste of saccharin, and cuts costs. FDA
said its review of the petition would include 59 new studies
and other data supplied by Abbott.
The
job of reviewing the information on carcinogenesis went
to the Cancer Assessment Committee of FDA's Center for Food
Safety and Applied Nutrition. The committee was to review
the pertinent studies to determine whether cyclamate or
its primary metabolite, cyclohexylamine (which some scientists
believe may be more toxic than cyclamate itself), were potentially
cancer-causing.
Noting
that "current scientific thinking about carcinogenesis
(had) undergone considerable evolution in the past several
years." the committee concentrated its review on some
24 chronic feeding studies in which cyclamate or cyclohexylamine
was given to laboratory animals. Although some of the studies
preceded the 1970 ban, most were completed during the 1970's,
before the 1980 Goyan decision. Particular emphasis was
given by the FDA committee to the evaluation of date that
seemed to implicate cyclamate as a cause of tumors in the
urinary bladders of rats and in the lungs, liver and lymphoreticular
tissues of mice. Other studies indicated that consumption
of cyclamate could cause testicular atrophy and chromosome
breakage, but the committee's evaluation was limited only
to whether cyclamate caused cancer.
The
committee concluded, in a report issued in April 1984, that
the evidence did not indict cyclamate as a cancer-causing
agent. Citing the studies with mice, the report stated:
"There exists no credible evidence for the carcinogenicity
of ingested cyclamate or cyclohexylamine on the basis of
all studies on these substances using mice as experimental
subjects." On the key rat studies, the committee also
stated that there was "no credible case to be made
for the association between the administration of high dietary
levels of cyclamates and cancer of the bladder in rats.
In addition, no neoplasms (tumors) observed at any other
sites (of the animals' bodies) were considered to be induced
by treatment with cyclamate."
At FDA's
request, the National Academy of Sciences/National Research
Council then undertook an independent review of the carcinogenicity
data. On June 10, 1985, the NAS panel of scientists issued
a report that concluded that the scientific evidence did
not indicate that cyclamate or its major derivative, cyclohexylamine,
was carcogenic. However, the NAS committee recommended repeating
animal studies that suggested that cyclamate may act as
a tumor promoter - that is, as a substance that may cause
the development of tumors when used with a carcinogen. The
NAS panel acknowledged, however, that scientists were uncertain
about how such findings might apply to humans. "If
the findings (of tumor promotion) are confirmed, uncertainty
would still exist about the assessment of risk of cyclamate
use for humans...," the NAS report noted.
In the
meantime, FDA continues its review of cyclamate, including
resolution of such safety issues as to whether cyclamate
may cause genetic damage and testicular atrophy.
ASPARTAME
Like
cyclamate, aspartame was discovered accidentally - in 1965
during research for ulcer drugs. Aspartame has been described
by FDA and its manufacturer, G.D. Searle & Co., of Skokie,
Ill., as one of the most thoroughly tested and studied additives
ever approved by the agency.
Searle
first sought FDA approval of aspartame in dry foods and
as a table-top sweetener in March 1973. FDA approved that
petition in July 1974, but challenges over the substance's
safety and the validity of the company's data kept aspartame
from being marketed. To resolve the safety issues, the contesting
parties agreed to put the matter in the hands of a scientific
board of inquiry. Before the board could meet, however,
FDA had to resolve the challenge to the validity of various
studies conducted for Searle. Their validity was affirmed
by an outside panel of pathologists in a December 1978 report
to FDA.
The
board of inquiry held its hearings in early 1980. In a report
to FDA the following October, the board concluded that the
evidence did not support charges that aspartame consumption
posed an increased risk of brain damage that could result
in mental retardation or endocrine dysfunction. However,
the board did recommend that aspartame's approval be withheld
until more long-term animal tests were conducted on the
possibility that aspartame might cause brain tumors.
With
that, final action on the Searle petition rested with then
FDA commissioner Arthur Hull Hayes Jr. On July 24, 1981,
Hayes approved the use of aspartame in dry foods. Stating
that Searle had "met its burden of proving that aspartame
is safe," as required by law, Hayes said that aspartame
consumption at even the "maximum projected" levels
of daily consumption would "not pose a risk of brain
damage resulting in mental retardation, endocrine dysfunction,
or both." Hayes also noted that both he and the FDA's
Center for Food Safety and Applied Nutrition disagreed with
the inquiry board's recommendation for further safety studies
on the risk of brain tumors. In effect, Hayes ruled that
both he and the center's food experts were satisfied that
the data submitted demonstrated the safety of aspartame
on that issue, as well. To ensure that public consumption
levels of aspartame products remained below what might be
considered toxic to humans, the decision required Searle
to monitor and report consumption levels to FDA.
Approval
of aspartame for use in carbonated beverages followed in
July 1983. The following December it also was proposed as
an "inactive ingredient" in human drug products.
FDA currently is reviewing petitions for other food uses
for aspartame.
Foods
and beverages containing aspartame are required by FDA to
include a warning to individuals suffering from a rare genetic
disease called phenylketonuria (PKU). The warning notes
that phenylalanine, an amino acid whose intake must be restricted
by PKU victims, is present in the product. Phenylalanine
is an essential nutrient for humans. However, when it increases
to very high levels in body fluids, those who cannot metabolize
it normally can suffer brain damage and mental retardation.
Those most susceptible to brain damage from PKU are infants,
and all states require newborn children to be screened for
the disease. A person not born with PKU does not develop
it later.
Following
the 1983 approval for carbonated beverage use, some scientists
and consumer groups charged that aspartame was a health
hazard because it broke down and exposed consumers to excessive
levels of methanol. At high enough levels, methanol is a
poison and can cause blindness. It also is metabolized into
formaldehyde, a "known carcinogen," the critics
charged. (Some inhalation tests in animals show that formaldehyde
produces nasal tumors.)
The
critics maintained that decomposition of aspartame could
occur - and expose consumers to possibly high levels of
methanol and formaldehyde - if a beverage containing the
sweetener was stored for long periods at high temperatures.
FDA evaluated the charges and concluded "that the levels
of methanol resulting from the use of aspartame in carbonated
beverages did not pose any safety issues because they were
well below levels of exposure expected to produce toxicity."
It was also noted that other foods - including juices, fruits
and vegetables - exposed consumers to higher amounts of
methanol without adverse effects.
Aspartame's
widely publicized approval for use in carbonated drinks
also was accompanied by an increasing number of complaints
from consumers about headaches, dizziness and a wide variety
of other symptoms they attributed to consuming aspartame-containing
products.
In February
of 1984, FDA asked the Centers for Disease Control in Atlanta
to evaluate the consumer complaints received by the agency,
Searle and others. FDA furnished CDC with the results of
interviews conducted by its investigators with 517 of the
592 people who had reported complaints up to mid-April 1984.
After
evaluating the complaints, CDC reported in November of 1984
that, although some individuals may have an "unusual
sensitivity" to aspartame products, the data obtained
"do not provide evidence for the existence of serious,
widespread, adverse health consequences attendant to the
use of aspartame." Although a wide variety of symptoms
were reported, CDC said most were mild and the kind that
would be "common to the general populace." Few
complainants, the report said, went to a doctor with their
symptoms.
CDC
noted that investigations of this type are "unlikely
to establish any cause-and-effect relationship" between
the consumption of aspartame and the occurrence of symptoms.
It acknowledged that some segments of the population might
be sensitive to the sweetener but this could only be clearly
established with additional clinical studies.
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